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FINRA BrokerCheck® - Research Brokers, Brokerage Firms, Investment Adviser Representatives and Investment Adviser Firms
BrokerCheck is a free tool to help investors research the professional backgrounds of current and former FINRA-registered brokerage firms and brokers, as well as investment adviser firms and representatives. It should be the first resource investors turn to when choosing whether to do business or continue to do business with a particular firm or individual.http://www.finra.org/Investors/ToolsCalculators/BrokerCheck/
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